Fund Supervisory Services

Fund Supervisory Services

รายละเอียดบัญชี

Conducted by experienced professionals and an advanced management system that is fast, accurate and meets the required standards

Approved by the Security and Exchange Commission of Thailand (SEC), TMB can support our clients   to supervise and monitor the accuracy and transparency of mutual fund management in order to instill confidence for investors


Our range of supervisory services currently provide to fund managers, covers Balance Funds, Flexible Funds, Fixed Income Funds, Equity Funds, Foreign Investment Funds, and others as permitted by our regulator.


Scope of services

  • Monitoring and supervising the fund’s investments to be in line with their investment policies indicated in their prospectus and certify the correctness of net assets value of each fund for the benefit of investors
  • Custody and safekeeping of deposits, and assets, invested by mutual fund managers
  • Ensuring that all deposits, and assets, belonging to the fund clients, are physically segregated from those of TMB’s
  • Monitoring all investments, incomes, expenditures and spending of the fund clients under the bank’s supervision to ensure adherences to the terms and conditions of each fund management project
  • Upon receipt of instructions from the fund management companies, TMB can receive, deliver, dispose or transfer assets and documentations of the funds and undertake any transactional activities, in respect of the underlying investment assets of each mutual fund
  • Certifying that the value of assets, net value of assets, unit purchasing price, selling price and number of investment units are properly and adequately calculated

For more information, please contact 

  • Relationship Manager (RM)
  • Corporate Call Center 02-643-7000